About LPL Financial
Who holds the assets, and who does not get a say in them.
BW Wealth Management clears through LPL Financial, the largest independent broker/dealer in the country.
What a broker/dealer does
Back office, not the decision.
For BW Wealth Management, LPL Financial acts as a back-office support team. They help us ensure our technology runs smoothly, client transactions are processed efficiently, and everything we do is fully compliant. LPL holds client assets and offers the same securities and safeguards as other broker/dealers to protect these assets.
Unlike other broker/dealers, LPL does not influence our decision-making process on the securities you own or any financial products that need to be utilized. LPL has over one thousand selling agreements with the biggest investment firms that have met SEC, FINRA and LPL standards to be on the platform, and no proprietary funds of its own — so nothing on the shelf is there because the firm made it.
LPL Financial Holdings Inc. (Nasdaq: LPLA)
- Financial advisors supported
- 32,000+Financial advisors supported
- Brokerage and advisory assets
- $2.3TBrokerage and advisory assets
- Americans served
- 8MAmericans served
- Financial institutions
- ~1,100Financial institutions
BW Wealth Management clears through LPL Financial. These are LPL's published figures, not the firm's. Data as of April 30, 2026. For further information about LPL, visit lpl.com ↗
How your assets are protected
Two layers, and what each one actually covers.
SIPC
$500,000
Per client for cash and securities, of which cash is limited to $250,000.
Lloyd's of London
$1 billion
Additional securities protection above SIPC limits, to an aggregate firm limit.
Lloyd’s of London rely on SIPC to determine the extent of losses incurred by individual LPL account holders. This additional protection covers losses above the limits available from SIPC.
Your accounts, online
Account View from LPL Financial
Secure access to your accounts, balances and performance in one place, with e-delivery for documents. If you have not set it up or cannot get in, the office can help.
Important disclosures
Securities and Advisory services offered through LPL Financial, a Registered Investment Advisor. Member FINRA & SIPC.
The LPL Financial registered representative(s) associated with this website may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.
Next step
Start with a conversation, not a pitch.
An initial conversation, at no cost and no obligation. We look at what you have and how it is currently taxed before anyone recommends moving anything.
Scottsdale and the greater Phoenix valley · Monday to Friday, 9am to 5pm